Home/Filings/4/0001140361-08-002716
4//SEC Filing

CLARK CHARLES BRANCH JR 4

Accession 0001140361-08-002716

CIK 0000916457other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 5:21 PM ET

Size

10.7 KB

Accession

0001140361-08-002716

Insider Transaction Report

Form 4
Period: 2008-01-31
Transactions
  • Other

    Warrant to Purchase Common Stock

    2008-01-31+2,7992,799 total
    Exercise: $23.88From: 2008-01-31Exp: 2008-08-25Common Stock, par value $0.001 per share (2,799 underlying)
  • Other

    Common Stock, par value $0.001 per share

    2008-01-3127,6660 total
  • Award

    Non-Qualified Stock Options (Right to Buy)

    2008-01-31+27,00027,000 total
    Exercise: $16.90From: 2010-07-31Exp: 2018-01-31Common Stock, par value $0.001 per share (27,000 underlying)
Footnotes (2)
  • [F1]Pursuant to the Issuer's Sixth Amended Joint Plan of Reorganization, which was approved by the United States Bankruptcy Court for the Southern District of New York, each share of Issuer common stock outstanding prior to the Issuer's emergence from bankruptcy was canceled on January 31, 2008, and the holders thereof became entitled to receive, on a pro rata basis with the other then-existing holders of the Issuer's outstanding common stock, warrants to purchase shares of the Issuer's new common stock, at an exercise price of $23.88 per share.
  • [F2]Grant of option pursuant to the Issuer's 2008 Equity Incentive Plan. The option becomes exercisable in two equal installments over three years. 50% of the award vests 18 months after the grant date and 100% of the balance of the award vests 36 months after the grant date.

Documents

1 file

Issuer

CALPINE CORP

CIK 0000916457

Entity typeother

Related Parties

1
  • filerCIK 0001213284

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 5:21 PM ET
Size
10.7 KB