RICKER CARL H JR 4
4 · CAPITAL BANK CORP · Filed Feb 5, 2008
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Purchase
Common Stock
2008-01-31$12.19/sh+4,000$48,760→ 316,568 total
Holdings
- 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying) - 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying) - 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying) - 77(indirect: By IRA)
Common Stock
- 589
Stock Option (Right to Buy)
Exercise: $10.09From: 1999-12-31Exp: 2009-12-31→ Common Stock (589 underlying) - 4,289
Phantom Stock Units
From: 2009-01-01Exp: 2009-01-01→ Common Stock (4,289 underlying)
Footnotes (2)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.
- [F2]Between 1/2/08 and the date of this report, the reporting person acquired 2,327 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.