4//SEC Filing
Converted Organics Inc. 4
Accession 0001140361-08-015444
CIK 0001366340operating
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:38 PM ET
Size
10.3 KB
Accession
0001140361-08-015444
Insider Transaction Report
Form 4
PAULSON CAPITAL CORP
10% OwnerOther
Transactions
- Sale
Class A Warrants (Right to buy Common Stock)
2008-06-19$2.94/sh−20,000$58,804→ 577,471 total(indirect: See Footnote)Exercise: $8.25From: 2007-02-13Exp: 2012-02-12→ Common Stock (25,526 underlying)
PAULSON JACQUELINE M
10% OwnerOther
Transactions
- Sale
Class A Warrants (Right to buy Common Stock)
2008-06-19$2.94/sh−20,000$58,804→ 577,471 total(indirect: See Footnote)Exercise: $8.25From: 2007-02-13Exp: 2012-02-12→ Common Stock (25,526 underlying)
PAULSON CHESTER L F
10% OwnerOther
Transactions
- Sale
Class A Warrants (Right to buy Common Stock)
2008-06-19$2.94/sh−20,000$58,804→ 577,471 total(indirect: See Footnote)Exercise: $8.25From: 2007-02-13Exp: 2012-02-12→ Common Stock (25,526 underlying)
Footnotes (1)
- [F1]Form filed by more than one reporting person. In addition to Paulson Capital Corp. (PLCC), the following are reporting parties: Chester L.F. Paulson, Jacqueline M. Paulson, Paulson Family LLC (LLC) and Paulson Investment Company, Inc. (PICI). These reporting parties collectively own over 10%. The address for each of the reporting parties is the same as that provided for PLCC. PICI is a registered broker-dealer and a wholly owned subsidiary of PLCC. Mr. and Mrs. Paulson are controlling managers of the LLC, which is a controlling shareholder of PLCC, which is the parent company of PICI. Mr. and Mrs. Paulson and the LLC expressly disclaim any beneficial ownership of securities held in the name of PLCC and PICI.
Documents
Issuer
Converted Organics Inc.
CIK 0001366340
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001366340
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 4:38 PM ET
- Size
- 10.3 KB