KATY INDUSTRIES INC 4
4 · KATY INDUSTRIES INC · Filed Jun 27, 2008
Insider Transaction Report
Form 4
BARATTA ROBERT M
Director
Transactions
- Award
Stock Appreciation Right
2008-06-26$1.15/sh+2,000$2,300→ 14,250 totalExercise: $1.15From: 2008-06-26Exp: 2018-06-26→ Common Stock (2,000 underlying)
Holdings
- 22,735
Common Stock
- 18,000
Option to purchase Common Stock
Exercise: $3.69From: 2005-05-26Exp: 2015-05-26→ Common Stock (18,000 underlying)
Footnotes (2)
- [F1]The exercisable date, conversion price, and expiration date on the stock options represent information from the most recent grant, 5/26/05. The Reporting Person has received stock options from 1999 through 2005 with conversion prices ranging from $3.69 to $9.88.
- [F2]The exercisable date, conversion price, and expiration date on the stock appreciation rights represent information from the most recent grant, 6/26/08. The Reporting Person has received stock appreciation rights from 2002 through 2008 with conversion prices ranging from $1.10 to $3.15.