4//SEC Filing
KATY INDUSTRIES INC 4
Accession 0001140361-08-015848
CIK 0000054681operating
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 1:04 PM ET
Size
17.7 KB
Accession
0001140361-08-015848
Insider Transaction Report
Form 4
CARROLL DANIEL B
Director
Transactions
- Award
Stock Appreciation Right
2008-06-26$1.15/sh+2,000$2,300→ 6,000 totalExercise: $1.15From: 2008-06-26Exp: 2018-06-26→ Common Stock (2,000 underlying)
Holdings
- 5,400
Common Stock
- 21,000
Option to purchase Common Stock
Exercise: $3.69From: 2005-05-26Exp: 2015-05-26→ Common Stock (21,000 underlying)
Footnotes (2)
- [F1]The exercisable date, conversion price, and expiration date on the stock options represent information from the most recent grant, 5/26/05. The Reporting Person has received stock options from 1999 through 2005 with conversion prices ranging from $3.11 to $17.31.
- [F2]The exercisable date, conversion price, and expiration date on the stock appreciation rights represent information from the most recent grant, 6/26/08. The Reporting Person has received stock appreciation rights from 2006 through 2008 with conversion prices ranging from $1.10 to $2.08.
Documents
Issuer
KATY INDUSTRIES INC
CIK 0000054681
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000054681
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 1:04 PM ET
- Size
- 17.7 KB