4//SEC Filing
KAPSTONE PAPER & PACKAGING CORP 4
Accession 0001140361-08-016682
CIK 0001325281operating
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 4:36 PM ET
Size
11.8 KB
Accession
0001140361-08-016682
Insider Transaction Report
Form 4
HANERFELD HARVEY
10% Owner
Transactions
- Other
Common Stock Warrants (Right to Buy)
2008-07-08−66,000→ 965,755 total(indirect: See Note)Exercise: $5.00From: 2007-01-01Exp: 2009-08-15→ Common Stock (66,000 underlying) - Other
Common Stock
2008-07-08−33,000→ 2,658,858 total(indirect: See Note)
FELDMAN ROGER
10% Owner
Transactions
- Other
Common Stock
2008-07-08−33,000→ 2,658,858 total(indirect: See Note) - Other
Common Stock Warrants (Right to Buy)
2008-07-08−66,000→ 965,755 total(indirect: See Note)Exercise: $5.00From: 2007-01-01Exp: 2009-08-15→ Common Stock (66,000 underlying)
Footnotes (5)
- [F1]Roger Feldman and Harvey Hanerfeld (the "Reporting Persons") are the sole managing members of West Creek Capital, LLC, a Delaware limited liability company (formerly West Creek Capital, L.P., a Delaware limited partnership) that is the investment adviser to (i) West Creek Partners Fund L.P., a Delaware limited partnership ("Partners Fund"), (ii) WC Select L.P., a Delaware limited partnership ("Select"), (iii) Cumberland Investment Partners, L.L.C., a Delaware limited liability company ("Cumberland"), and (iv) certain private accounts (the "Accounts"). On July 8, 2008, the management agreement between one of the Accounts and West Creek was terminated (the "Termination"). As a result of the Termination, 33,000 units consisting of 33,000 shares of Common Stock and 66,000 Common Stock Warrants are no longer managed by West Creek, and effective with the Termination the Reporting Persons no longer exercise voting or investment control over such securities.
- [F2]Reported transaction not a sale, so no cash consideration involved. See note 1.
- [F3]Included are 18,000 shares of Common Stock that are held as a component of 18,000 units and are being reported here per Instruction 4(c)(iv)
- [F4]Included are 36,000 Common Stock Warrants that are held as a component of 18,000 units and are being reported here per Instruction 4(c)(iv)
- [F5]These securities are held directly by Partners Fund, Select, Cumberland, or one of the Accounts for the benefit of their respective partners, members or owners. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
Documents
Issuer
KAPSTONE PAPER & PACKAGING CORP
CIK 0001325281
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001325281
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 4:36 PM ET
- Size
- 11.8 KB