4//SEC Filing
RICKER CARL H JR 4
Accession 0001140361-09-000056
CIK 0001071992other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 2:33 PM ET
Size
23.3 KB
Accession
0001140361-09-000056
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Exercise/Conversion
Common Stock
2009-01-01+4,289→ 335,013 total - Exercise/Conversion
Phantom Stock Units
2009-01-01−4,289→ 0 totalFrom: 2009-01-01Exp: 2009-01-01→ Common Stock (4,289 underlying)
Holdings
- 589
Stock Option (Right to Buy)
Exercise: $10.09From: 1999-12-31Exp: 2009-12-31→ Common Stock (589 underlying) - 6,082
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (6,082 underlying) - 80(indirect: By IRA)
Common Stock
- 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying) - 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying) - 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying)
Footnotes (1)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001167265
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 2:33 PM ET
- Size
- 23.3 KB