4//SEC Filing
WORNOM SAMUEL J III 4
Accession 0001140361-09-000062
CIK 0001071992other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 2:48 PM ET
Size
25.1 KB
Accession
0001140361-09-000062
Insider Transaction Report
Form 4
WORNOM SAMUEL J III
Director
Transactions
- Exercise/Conversion
Common Stock
2009-01-01+3,554→ 47,269 total - Exercise/Conversion
Phantom Stock Units
2009-01-01−3,554→ 0 totalFrom: 2009-01-01Exp: 2009-01-01→ Common Stock (3,554 underlying)
Holdings
- 4,553(indirect: By Partnership)
Common Stock
- 4,632
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (4,632 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (2,500 underlying) - 1,111(indirect: By Trust)
Common Stock
- 8,870
Phantom Stock Units
→ Common Stock (8,870 underlying) - 7,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (7,000 underlying) - 2,750
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying)
Footnotes (3)
- [F1]Education Irrevocable Trust: Bryan J. Philips and Samuel J. Wornom, III, Trustee.
- [F2]Education Irrevocable Trust: Richard C, McKay, Jr. and Samuel J. Wornom, III, Trustee.
- [F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001204278
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 2:48 PM ET
- Size
- 25.1 KB