WORNOM SAMUEL J III 4

4 · CAPITAL BANK CORP · Filed Jan 2, 2009

Form 4

Period: 2009-01-01

Director

Transactions

Exercise/Conversion
Common Stock
2009-01-01+3,554→ 47,269 total
Exercise/Conversion
Phantom Stock Units
2009-01-01−3,554→ 0 total
From: 2009-01-01Exp: 2009-01-01→ Common Stock (3,554 underlying)

Holdings

Common Stock
(indirect: By Partnership)
4,553
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (4,632 underlying)
4,632
Stock Option (Right to Buy)
Exercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (2,500 underlying)
2,500
Common Stock
(indirect: By Trust)
1,111
Phantom Stock Units
→ Common Stock (8,870 underlying)
8,870
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (7,000 underlying)
7,000
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying)
2,750

Footnotes (3)

[F1]Education Irrevocable Trust: Bryan J. Philips and Samuel J. Wornom, III, Trustee.
[F2]Education Irrevocable Trust: Richard C, McKay, Jr. and Samuel J. Wornom, III, Trustee.
[F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.

Documents

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