PATTERSON PEYTON R 4
4 · NEWALLIANCE BANCSHARES INC · Filed Jan 6, 2009
Insider Transaction Report
Form 4
PATTERSON PEYTON R
DirectorChairman, President & CEO
Transactions
- Tax Payment
Common Stock
2009-01-02$13.17/sh−39,478$519,925→ 299,600 total(indirect: By Stock Award)
Holdings
- 232,886
Common Stock
- 4,927
Common Stock - ESOP
- 8,281(indirect: By 401(k))
Common Stock
- 20,370(indirect: ESOP SERP)
Common Stock
- 1,890,300
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (1,890,300 underlying)
Footnotes (2)
- [F1]Representing shares withheld by the Issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each of January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
- [F2]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.