4//SEC Filing
CHAN K P 4
Accession 0001140361-09-000603
CIK 0001264755other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:26 PM ET
Size
12.8 KB
Accession
0001140361-09-000603
Insider Transaction Report
Form 4
CHAN K P
EVP / Chief Risk Officer
Transactions
- Tax Payment
Common Stock
2009-01-02$13.17/sh−3,805$50,112→ 28,000 total(indirect: By Stock Award)
Holdings
- 37,220(indirect: By Spouse)
Common Stock
- 145(indirect: By Stock Award)
Common Stock
- 130,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (130,000 underlying) - 569(indirect: DRIP)
Common Stock (DRIP)
- 1,250
Stock Options
Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (1,250 underlying) - 5,073
Common Stock - ESOP
- 868(indirect: ESOP - SERP)
Common Stock
- 355(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Representing shares withheld by the Issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each of January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
- [F2]Restricted Stock award that vests in equal annual installments over three years beginning on the first anniversay of the date of grant, subject to continued employment.
- [F3]Options vest in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
- [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
Documents
Issuer
NEWALLIANCE BANCSHARES INC
CIK 0001264755
Entity typeother
Related Parties
1- filerCIK 0001284300
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:26 PM ET
- Size
- 12.8 KB