CHAN K P 4

4 · NEWALLIANCE BANCSHARES INC · Filed Jan 6, 2009

Form 4

Period: 2009-01-02

EVP / Chief Risk Officer

Transactions

Tax Payment
Common Stock
[F1]
2009-01-02$13.17/sh−3,805$50,112→ 28,000 total(indirect: By Stock Award)

Holdings

Common Stock
[F2]
(indirect: By Stock Award)
145
Common Stock
(indirect: By Spouse)
37,220
Common Stock (DRIP)
(indirect: DRIP)
569
Common Stock - ESOP
5,073
Common Stock
(indirect: ESOP - SERP)
868
Common Stock
(indirect: By 401(k))
355
Stock Options
[F3]
Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (1,250 underlying)
1,250
Stock Options
[F4]
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (130,000 underlying)
130,000

Footnotes (4)

[F1]Representing shares withheld by the Issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each of January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
[F2]Restricted Stock award that vests in equal annual installments over three years beginning on the first anniversay of the date of grant, subject to continued employment.
[F3]Options vest in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
[F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.

Signature

John J. Kiernan, by POA for Koon-Ping Chan|2009-01-06

Documents

1 file