BRATHWAITE GAIL E D 4
4 · NEWALLIANCE BANCSHARES INC · Filed Jan 6, 2009
Insider Transaction Report
Form 4
BRATHWAITE GAIL E D
Exec. V.P. & COO
Transactions
- Tax Payment
Common Stock
2009-01-02$13.17/sh−17,532$230,896→ 144,400 total(indirect: By Stock Award)
Holdings
- 139,313
Common Stock
- 5,263
Common Stock - ESOP
- 6,006(indirect: ESOP - SERP)
Common Stock
- 720,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (720,000 underlying) - 2,392(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Representing shares withheld by the Issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each of January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
- [F2]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.