4//SEC Filing
Umidi Brion 4
Accession 0001140361-09-001636
CIK 0000883697other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 6:37 PM ET
Size
15.1 KB
Accession
0001140361-09-001636
Insider Transaction Report
Form 4
Umidi Brion
SR. VICE PRESIDENT & CFO
Transactions
- Conversion
Convertible Notes
2009-01-16$3000.00/sh→ 0 totalExercise: $3.00From: 2008-07-24Exp: 2009-07-24→ Common Stock (1,040 underlying) - Purchase
Common Stock
2009-01-16$3.50/sh+3,376$11,816→ 4,448 total - Conversion
Common Stock
2009-01-16$3.00/sh+1,242$3,726→ 5,690 total - Conversion
Convertible Notes
2009-01-16$600.00/sh→ 0 totalExercise: $3.00From: 2008-12-04Exp: 2009-07-24→ Common Stock (202 underlying) - Purchase
Warrant
2009-01-16+507→ 507 totalExercise: $1.20From: 2009-01-16Exp: 2014-01-16→ Common Stock (507 underlying)
Footnotes (5)
- [F1]Represents the number of shares issued upon conversion of convertible notes at $3.00 per share and such conversion amount included the principal amount and any accrued and unpaid interest on the notes. Some convertible notes were originally convertible at $0.15 per share, but the conversion price increased to $3.00 per share after the 1 for 20 reverse split of the Company's common stock on November 29, 2008.
- [F2]Represents the principal amount of the convertible notes purchased and does not include any accrued and unpaid interest on the notes.
- [F3]Represents the number of shares of common stock into which the notes are convertible and such conversion amount includes the principal amount and any accrued and unpaid interest on the notes.
- [F4]Such conversion price was increased from $0.15 to $3.00 per share following the 1 for 20 reverse split of the Company's common stock on November 29, 2008.
- [F5]The warrants were issued pursuant to a Subscription Agreement, dated January 16, 2009, by and between ReGen Biologics, Inc. (the "Company") and each of the investors named therein. Each investor acquired common stock of the Company at $3.50 per share and without additional consideration, the Company provided 15% warrant coverage to each investor exercisable for additional shares of common stock.
Documents
Issuer
REGEN BIOLOGICS INC
CIK 0000883697
Entity typeother
Related Parties
1- filerCIK 0001313052
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 6:37 PM ET
- Size
- 15.1 KB