Home/Filings/4/0001140361-09-001640
4//SEC Filing

TIMKEN WILLIAM R 4

Accession 0001140361-09-001640

CIK 0000883697other

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 6:41 PM ET

Size

15.7 KB

Accession

0001140361-09-001640

Insider Transaction Report

Form 4
Period: 2009-01-16
Transactions
  • Purchase

    Common Stock

    2009-01-16$3.50/sh+17,143$60,00159,645 total(indirect: By Trust)
  • Conversion

    Convertible Notes

    2009-01-16$10000.00/sh0 total(indirect: By Trust)
    Exercise: $3.00From: 2008-12-04Exp: 2009-07-24Common Stock (3,366 underlying)
  • Conversion

    Common Stock

    2009-01-16$3.00/sh+20,689$62,06780,343 total(indirect: By Trust)
  • Conversion

    Convertible Notes

    2009-01-16$50000.00/sh0 total(indirect: By Trust)
    Exercise: $3.00From: 2008-07-24Exp: 2009-07-24Common Stock (17,323 underlying)
  • Purchase

    Warrants

    2009-01-16+2,5722,572 total(indirect: By Trust)
    Exercise: $1.20From: 2009-01-16Exp: 2014-01-16Common Stock (2,572 underlying)
Footnotes (5)
  • [F1]Represents the number of shares issued upon conversion of the convertible notes at $3.00 per share and such conversion amount included the principal amount and any accrued and unpaid interest on the notes. Some convertible notes were originally convertible at $0.15 per share, but the conversion price increased to $3.00 per share after the 1 for 20 reverse split of the Company's common stock on November 29, 2008.
  • [F2]Represents the principal amount of the convertible notes purchased and does not include any accrued and unpaid interest on the notes.
  • [F3]Represents the number of shares of common stock into which the notes are convertible and such conversion amount includes the principal amount and any accrued and unpaid interest on the notes.
  • [F4]Such conversion price was increased from $0.15 to $3.00 per share following the 1 for 20 reverse split of the Company's common stock on November 29, 2008.
  • [F5]The warrants were issued pursuant to a Subscription Agreement, dated January 16, 2009, by and between ReGen Biologics, Inc. (the "Company") and each of the investors named therein. Each investor acquired common stock of the Company at $3.50 per share and without additional consideration, the Company provided 15% warrant coverage to each investor exercisable for additional shares of common stock.

Documents

1 file

Issuer

REGEN BIOLOGICS INC

CIK 0000883697

Entity typeother

Related Parties

1
  • filerCIK 0000905363

Filing Metadata

Form type
4
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 6:41 PM ET
Size
15.7 KB