RICKER CARL H JR 4
4 · CAPITAL BANK CORP · Filed Jan 28, 2009
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Purchase
Common Stock
2009-01-27$5.50/sh+5,000$27,500→ 340,013 total
Holdings
- 589
Stock Option (Right to Buy)
Exercise: $10.09From: 1999-12-31Exp: 2009-12-31→ Common Stock (589 underlying) - 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying) - 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying) - 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying) - 80(indirect: By IRA)
Common Stock
- 8,562
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (2,480 underlying)
Footnotes (1)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.