5//SEC Filing
Gutman Howard B. 5
Accession 0001140361-09-002963
CIK 0001013796other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 6:23 PM ET
Size
13.1 KB
Accession
0001140361-09-002963
Insider Transaction Report
Form 5
Gutman Howard B.
DirectorOther
Transactions
- Other
Common Stock, $.10 par value
2008-12-31+660→ 22,517 total - Other
Common Stock, $.10 par value
2008-12-31+1,803→ 61,327 total(indirect: By LLC) - Other
Common Stock, $.10 par value
2008-12-31+60→ 2,060 total(indirect: By IRA)
Holdings
- 18,397
Warrants
Exercise: $8.16From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (18,397 underlying) - 61,327(indirect: By LLC)
Warrants
Exercise: $8.16From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (61,327 underlying)
Footnotes (3)
- [F1]TIB Financial Corp. declared a 1% stock dividend payable to all holders of record of common stock on 7/7/08, 9/30/08 and 12/31/08, respectively, which was distributed on 7/17/08, 10/10/08 and 1/10/09, respectively. The reporting person acquired 218 shares, 220 shares and 222 shares, respectively on each distribution date. The traditional IRA acquired 20 shares on each distribution date. Premier Insurance, LLC acquired 595 shares, 601 shares, and 607 shares, respectively, on each distribution date.
- [F2]The reporting person owns 22,517 shares and 18,397 warrants. 18,397 shares and warrants are held in joint tenancy with his wife, Rachel A. Gutman.
- [F3]The reporting person is the sole shareholder of HBG Insurance, Inc., a member of Premier Insurance, LLC, a Florida limited liability company, and is the Managing Member of Premier Insurance. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
TIB FINANCIAL CORP.
CIK 0001013796
Entity typeother
Related Parties
1- filerCIK 0001430971
Filing Metadata
- Form type
- 5
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 6:23 PM ET
- Size
- 13.1 KB