4//SEC Filing
BONANNO RAYMOND J 4
Accession 0001140361-09-003602
CIK 0001367722other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 1:21 PM ET
Size
12.3 KB
Accession
0001140361-09-003602
Insider Transaction Report
Form 4
BONANNO RAYMOND J
Director
Transactions
- Other
Common Stock
2009-01-06+15,080→ 15,080 total(indirect: Raymond J. BonAnno and Joan E. BonAnno JTWOS)
Holdings
- 90,000(indirect: Raymond J. BonAnno and Joan E. BonAnno JTWOS)
Warrants
Exercise: $1.60Exp: 2012-12-14→ Common Stock (90,000 underlying) - 500,000
Stock Options
Exercise: $0.18From: 2008-11-24Exp: 2013-11-24→ Common Stock (500,000 underlying) - 2,360,445(indirect: By Partnership)
Common Stock
- 100,000
Stock Options
Exercise: $0.25Exp: 2012-01-25→ Common Stock (100,000 underlying) - 120,000(indirect: Raymond J. BonAnno and Joan E. BonAnno JTWOS)
Series A Variable Rate Convertible Preferred Stock
Exercise: $0.85→ Common Stock (120,000 underlying)
Footnotes (5)
- [F1]Received 15,080 shares in lieu of $2,500 in dividends.
- [F2]All shares are owned of record by the BonAnno Family Partnership. The Reporting Person has voting and dispositive power over such shares.
- [F3]On January 25, 2007, the Reporting Person was granted an incentive stock option under the Issuer's 2006 Option Plan to purchase 100,000 shares of common stock at an exercise price of $0.25 per share. The options are exercisable as to (i) 50,000 shares immediately upon date of grant; (ii) 25,000 on the 1st anniversary of date of grant; and (iii) 25,000 on the 2nd anniversary of date of grant.
- [F4]Acquired on December 14, 2007 in connection with a private placement financing transaction. The convertible preferred stock is convertible at any time, at the holder's election and have no expiration date.
- [F5]Acquired on December 14, 2007 in connection with a private placement financing transaction. The warrants are exercisable at any time, at the holder's election.
Documents
Issuer
SPICY PICKLE FRANCHISING INC
CIK 0001367722
Entity typeother
Related Parties
1- filerCIK 0001383732
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 1:21 PM ET
- Size
- 12.3 KB