BRODY DAVID E 5
5 · PetroHunter Energy Corp · Filed Feb 13, 2009
Insider Transaction Report
Form 5
BRODY DAVID E
Sr. VP, Gen. Counsel, Sec.
Transactions
- Other
Warrants (Right to Buy)
2008-05-08+26,667→ 26,667 totalExercise: $0.28From: 2008-05-08Exp: 2012-11-09→ Common Stock (26,667 underlying) - Other
Warrants (Right to Buy)
2008-08-12+13,333→ 13,333 totalExercise: $0.28From: 2008-08-12Exp: 2012-11-09→ Common Stock (13,333 underlying)
Holdings
- 200,000
Common Stock
- 750,000
Options (Right to Buy)
Exercise: $2.10Exp: 2011-08-11→ Common Stock (750,000 underlying) - 1,000,000
Options (Right to Buy)
Exercise: $0.50Exp: 2012-05-21→ Common Stock (1,000,000 underlying) - 350,000
Options (Right to Buy)
Exercise: $0.20Exp: 2012-10-17→ Common Stock (350,000 underlying) - 666,667
$100,000 - 8.5% Convertible Debentures
Exercise: $0.15From: 2007-11-09Exp: 2012-11-09→ Common Stock (666,667 underlying) - 666,667
Warrants (Right to Buy)
Exercise: $0.28From: 2007-11-09Exp: 2012-11-09→ Common Stock (666,667 underlying) - 250,000
Options (Right to Buy)
Exercise: $0.22Exp: 2013-08-25→ Common Stock (250,000 underlying) - 266,668
Warrants (Right to Buy)
Exercise: $0.15From: 2008-12-05Exp: 2009-12-05→ Common Stock (266,668 underlying)
Footnotes (5)
- [F1]Mr. Brody received stock options as compensation, of which 20% were exercisable upon date of grant (August 11, 2006), 20% became exercisable August 10, 2007, 20% became exercisable August 10, 2008, and 20% become exercisable on August 10, 2009 and 2010.
- [F2]Mr. Brody received stock options as compensation, of which 60% were exercisable upon date of grant (May 21, 2007) and 20% became exercisable on May 21, 2008 and the remaining 20% become exercisable on May 21, 2009.
- [F3]Mr. Brody received stock options as compensation, of which 20% were exercisable upon date of grant (October 17, 2007), 20% become exercisable on October 17, 2008, 2009, 2010 and 2011.
- [F4]Mr. Brody received stock options as compensation, of which 20% were exercisable upon date of grant (August 25, 2008), 20% become exercisable on August 25, 2009, 2010, 2011 and 2012.
- [F5]Mr. Brody received these warrants in consideration of late interest payments on his convertible debentures.