5//SEC Filing
ATTKISSON RANDALL L 5
Accession 0001140361-09-004323
CIK 0000832480other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:33 PM ET
Size
12.8 KB
Accession
0001140361-09-004323
Insider Transaction Report
Form 5
UTG INCUTGN.OB
ATTKISSON RANDALL L
Director
Transactions
- Other
Common Stock
2008-07-01−11,440→ 0 total(indirect: See Footnote) - Other
Common Stock
2008-07-01−15,974→ 0 total(indirect: See Footnote) - Other
Common Stock
2008-12-26−62,383→ 0 total(indirect: See Footnote)
Holdings
- 5,615
Common Stock
- 0(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]These securities, which were reported on the reporting person's last-filed Form 4, were held by First Southern Bancorp, Inc. (?FSB?). On July 1, 2008, the reporting person resigned from his position as Chief Financial Officer of FSB. The reporting person is not a controlling shareholder of, and no longer has investment control over, the portfolio shares of the common stock of UTG, Inc. ("Common Stock") held by FSB, and therefore is no longer deemed to be the beneficial owner of a proportionate interest in shares of Common Stock owned by FSB.
- [F2]These securities, which were reported on the reporting person's last-filed Form 4, were held by First Southern Holdings, LLC (?FSH?). Effective December 26, 2008, the reporting person vacated his position as President of FSH. The reporting person does not own a controlling interest in, and no longer has investment control over, the portfolio shares of Common Stock held by FSH, and therefore is no longer deemed to be the beneficial owner of a proportionate interest in shares of Common Stock owned by FSH.
- [F3]These securities, which were reported on the reporting person's last-filed Form 4, were held by First Southern Funding, LLC (?FSF?). On July 1, 2008, the reporting person resigned from his position as Treasurer of FSF. The reporting person does not own a controlling interest in, and no longer has investment control over, the portfolio shares of Common Stock held by FSF, and therefore is no longer deemed to be the beneficial owner of a proportionate interest in shares of Common Stock owned by FSF.
- [F4]Excludes 5,615 shares of Common Stock previously owned by First Southern Capital Corp., LLC (FSC). On December 31, 2008, FSC was dissolved. The shares of Common Stock owned by FSC were distributed to its members in liquidation of their membership interests. The shares were valued at $11.50 for the purpose of determining the total value of FSC and the resulting allocation of the number of shares distributable to each member in accordance with their respective sharing ratios. As a result of such dissolution, the reporting person was allocated 5,615 shares of Common Stock, and those shares are reported in the direct holdings of the reporting person.
Documents
Issuer
UTG INC
CIK 0000832480
Entity typeother
Related Parties
1- filerCIK 0001240831
Filing Metadata
- Form type
- 5
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:33 PM ET
- Size
- 12.8 KB