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Blodgett J Kevin 4

Accession 0001140361-09-006203

CIK 0001379895other

View on SEC.gov Company Profile

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 1:19 PM ET

Size

10.5 KB

Accession

0001140361-09-006203

Insider Transaction Report

Form 4

Period: 2009-03-04

Blodgett J Kevin

General Counsel & Exec VP

Transactions

Award
Employee Stock Option (Right to Buy)
2009-03-04+338,069→ 338,069 total
Exercise: $1.13Exp: 2019-03-04→ Class A Common Stock (338,069 underlying)
Award
Phantom Stock Units
2009-03-04$1.13/sh+296,184$334,688→ 296,184 total
→ Class A Common Stock (296,184 underlying)

Holdings

Class A common stock
51,214
Class A Common
(indirect: By 401(k))
12,608

Footnotes (5)

[F1]Includes 31,024 shares of Restricted Class A common stock which vest in full on April 2, 2010 and 19,887 shares of Restricted Class A common stock which vest in full on March 6, 2011.
[F2]Rounded. Reflects shares held for the reporting person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of March 4, 2009.
[F3]The grants of the options and phantom stock units were approved by a committee of the Issuer's board of directors on March 4, 2009.
[F4]Option grant pursuant to Rule 16b-3(d). The option becomes exercisable in three equal annual installments beginning March 4, 2010.
[F5]Each share of phantom stock is the economic equivalent of one share of Class A common stock. The shares of phantom stock become payable in cash within 30 days after the vesting date, March 4, 2012.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

DYNEGY INC.

CIK 0001379895

Entity typeother

Related Parties

1

filerCIK 0001345811

Filing Metadata

Form type: 4
Filed: Mar 5, 7:00 PM ET
Accepted: Mar 6, 1:19 PM ET
Size: 10.5 KB

View on SEC.gov