Eimer Richard 4
4 · DYNEGY INC. · Filed Mar 6, 2009
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Eimer Richard
Exec. Vice President
Transactions
- Award
Employee Stock Option (Right to Buy)
2009-03-04+258,523→ 258,523 totalExercise: $1.13Exp: 2019-03-04→ Class A Common Stock (258,523 underlying) - Award
Phantom Stock Units
2009-03-04$1.13/sh+226,494$255,938→ 226,494 total→ Class A Common Stock (226,494 underlying)
Holdings
- 64,910
Class A Common
- 13,632(indirect: By 401(k))
Class A Common
Footnotes (5)
- [F1]Includes 11,996 shares of Restricted Class A common stock which vest in full on April 2, 2010 and 28,577 shares of Restricted Class A common stock which vest in full on March 6, 2011.
- [F2]Rounded. Reflects shares held for the reporting person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of March 4, 2009
- [F3]The grants of the options and phantom stock units were approved by a committee of the Issuer's board of directors on March 4, 2009.
- [F4]Option grant pursuant to Rule 16b-3(d). The option becomes exercisable in three equal annual installments beginning March 4, 2010.
- [F5]Each share of phantom stock is the economic equivalent of one share of Class A common stock. The shares of phantom stock become payable in cash within 30 days after the vesting date, March 4, 2012.