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Cook Charles C 4

Accession 0001140361-09-006206

CIK 0001379895other
View on SEC.govCompany Profile

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 1:22 PM ET

Size

10.5 KB

Accession

0001140361-09-006206

Insider Transaction Report

Form 4
Period: 2009-03-04
DYNEGY INC.DYN
Cook Charles C
Executive Vice President
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2009-03-04+318,182→ 318,182 total
    Exercise: $1.13Exp: 2019-03-04→ Class A Common Stock (318,182 underlying)
  • Award

    Phantom Stock Units

    2009-03-04$1.13/sh+278,762$315,001→ 278,762 total
    → Class A Common Stock (278,762 underlying)
Holdings

  • Class A Common

    47,629

  • Class A Common

    (indirect: By 401(k))
    318,182
Footnotes (5)
  • [F1]Includes 9,514 shares of Restricted Class A common stock which vest in full on April 2, 2010 and 28,577 shares of Restricted Class A common stock which vest in full on March 6, 2011.
  • [F2]Rounded. Reflects shares held for the reporting person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of March 4, 2009.
  • [F3]The grants of the options and phantom stock units were approved by a committee of the Issuer's board of directors on March 4, 2009.
  • [F4]Option grant pursuant to Rule 16b-3(d). The option becomes exercisable in three equal annual installments beginning March 4, 2010.
  • [F5]Each share of phantom stock is the economic equivalent of one share of Class A common stock. The shares of phantom stock become payable in cash within 30 days after the vesting date, March 4, 2012.

Documents

1 file

Issuer

DYNEGY INC.

CIK 0001379895

→
Entity typeother

Related Parties

1
  • filerCIK 0001422588

Filing Metadata

Form type
4
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 1:22 PM ET
Size
10.5 KB
View on SEC.gov