ELLISON DAVID J 4

4 · APPLIED NEUROSOLUTIONS INC · Filed Mar 10, 2009

Form 4

Period: 2009-03-06

Chief Financial Officer

Transactions

Disposition to Issuer
Stock Option
2009-03-06−35,656→ 0 total
Exercise: $0.15From: 2005-06-01Exp: 2012-06-01→ Common Stock (35,656 underlying)
Award
Stock Option
2009-03-06+11,885→ 11,885 total
Exercise: $0.05From: 2009-03-06Exp: 2012-06-01→ Common Stock (11,885 underlying)
Disposition to Issuer
Stock Option
2009-03-06−164,599→ 0 total
Exercise: $0.15From: 2004-11-01Exp: 2011-11-01→ Common Stock (164,599 underlying)
Disposition to Issuer
Stock Option
2009-03-06−500,000→ 0 total
Exercise: $0.15From: 2006-09-02Exp: 2013-09-02→ Common Stock (500,000 underlying)
Award
Stock Option
2009-03-06+54,866→ 54,866 total
Exercise: $0.05From: 2009-03-06Exp: 2011-11-01→ Common Stock (54,866 underlying)
Disposition to Issuer
Stock Option
2009-03-06−69,132→ 0 total
Exercise: $0.15From: 2003-11-16Exp: 2010-11-16→ Common Stock (69,132 underlying)
Award
Stock Option
2009-03-06+23,044→ 23,044 total
Exercise: $0.05From: 2009-03-06Exp: 2010-11-16→ Common Stock (23,044 underlying)
Award
Stock Option
2009-03-06+166,667→ 166,667 total
Exercise: $0.05From: 2009-03-06Exp: 2013-09-02→ Common Stock (166,667 underlying)

Footnotes (4)

[F1]Grant under issuer's 2003 Stock Option Plan in connection with exchange of options described in Note 2 below.
[F2]Reporting Person returned these stock options to the Registrant and received 1 new option for every 3 existing options returned.
[F3]The vesting and expiration of the new options on the transaction date are the same as the vesting and expiration of the exchanged options.
[F4]Exercise price is a 25% premium to market ($0.01 premium).

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