4//SEC Filing
PAULSON CHESTER L F 4
Accession 0001140361-09-009034
CIK 0001094572other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:25 PM ET
Size
15.8 KB
Accession
0001140361-09-009034
Insider Transaction Report
Form 4
PAULSON JACQUELINE M
Other
Transactions
- Other
Underwriter Warrants (Right to buy Units)
2009-04-01−75,750→ 614,075 total(indirect: See Footnote)Exercise: $9.90From: 2006-01-04Exp: 2010-07-08→ Common Stock (303,000 underlying) - Other
Placement Agent Warrants (Right to buy Units)
2009-04-01−17,875→ 589,944 total(indirect: See Footnote)Exercise: $5.92From: 2006-01-08Exp: 2010-07-08→ Common Stock and Warrants (24,131 underlying) - Other
Warrants (Right to buy Common Stock)
2009-04-01−87,869→ 502,075 total(indirect: See Footnote)Exercise: $6.19From: 2005-07-08Exp: 2010-07-08→ Common Stock (87,869 underlying)
PAULSON CHESTER L F
Other
Transactions
- Other
Underwriter Warrants (Right to buy Units)
2009-04-01−75,750→ 614,075 total(indirect: See Footnote)Exercise: $9.90From: 2006-01-04Exp: 2010-07-08→ Common Stock (303,000 underlying) - Other
Placement Agent Warrants (Right to buy Units)
2009-04-01−17,875→ 589,944 total(indirect: See Footnote)Exercise: $5.92From: 2006-01-08Exp: 2010-07-08→ Common Stock and Warrants (24,131 underlying) - Other
Warrants (Right to buy Common Stock)
2009-04-01−87,869→ 502,075 total(indirect: See Footnote)Exercise: $6.19From: 2005-07-08Exp: 2010-07-08→ Common Stock (87,869 underlying)
PAULSON CAPITAL CORP
Other
Transactions
- Other
Warrants (Right to buy Common Stock)
2009-04-01−87,869→ 502,075 total(indirect: See Footnote)Exercise: $6.19From: 2005-07-08Exp: 2010-07-08→ Common Stock (87,869 underlying) - Other
Underwriter Warrants (Right to buy Units)
2009-04-01−75,750→ 614,075 total(indirect: See Footnote)Exercise: $9.90From: 2006-01-04Exp: 2010-07-08→ Common Stock (303,000 underlying) - Other
Placement Agent Warrants (Right to buy Units)
2009-04-01−17,875→ 589,944 total(indirect: See Footnote)Exercise: $5.92From: 2006-01-08Exp: 2010-07-08→ Common Stock and Warrants (24,131 underlying)
Footnotes (4)
- [F1]Form filed by more than one reporting person. In addition to Paulson Capital Corp. ("PLCC"), the following are reporting parties: Chester L.F. Paulson, Jacqueline M. Paulson, Paulson Family LLC ("LLC") and Paulson Investment Company, Inc. ("PICI"). These reporting parties collectively owned over 10% prior to the transactions reported on this Form 4. The address for each of the reporting parties is the same as that provided for PLCC. PICI is a registered broker-dealer and a wholly owned subsidiary of PLCC. Mr. and Mrs. Paulson are controlling managers of the LLC, which is a controlling shareholder of PLCC, which is the parent company of PICI. Mr. and Mrs. Paulson and the LLC expressly disclaim any beneficial ownership of securities held in the name of PLCC and PICI.
- [F2]The underwriter warrants, placement agent warrants and publicly-traded warrants surrendered on April 1, 2009 were returned to the issuer for cancellation without consideration.
- [F3]Each unit consists of two shares of common stock and two warrants.
- [F4]Each unit consists of one share of common stock and .35 warrants.
Documents
Issuer
ICOP DIGITAL, INC
CIK 0001094572
Entity typeother
Related Parties
1- filerCIK 0000898196
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 4:25 PM ET
- Size
- 15.8 KB