4//SEC Filing
CAPITAL SENIOR LIVING CORP 4
Accession 0001140361-09-009245
$SNDACIK 0001043000operating
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 3:50 PM ET
Size
10.4 KB
Accession
0001140361-09-009245
Insider Transaction Report
Form 4
HANERFELD HARVEY
Director
Transactions
- Other
Common Stock
2009-04-03−110,600→ 1,225,373 total(indirect: See Note) - Other
Common Stock
2009-01-12−370,677→ 1,335,973 total(indirect: See Note)
Holdings
- 59,000
Common Stock
Footnotes (6)
- [F1]Harvey Hanerfeld (the "Reporting Person") is a managing member of West Creek Capital, LLC, a Delaware limited liability company ("West Creek") that is the investment adviser to (i) West Creek Partners Fund L.P., a Delaware limited partnership ("Partners Fund"), (ii) WC Select L.P., a Delaware limited partnership ("Select"), (iii) Cumberland Investment Partners, L.L.C., a Delaware limited liability company ("Cumberland"), and (iv) certain private accounts (the "Accounts").
- [F2]As of January 12, 2009, Cumberland was liquidated and certain securities, including 383,700 shares of Common Stock, were distributed to the members thereof. In connection with this distribution, West Creek and the owner of 370,677 shares of Common Stock, entered into an agreement allowing West Creek to (a) vote the 370,677 Shares and (b) restrict the sale thereof through June 30, 2009. The remaining 13,023 Shares of Common Stock distributed are held by an entity that the Reporting Person owns with one other individual (the "Private Entity"). The Reporting Person previously disclaimed beneficial ownership as to the 370,677 shares of Common Stock owned by Cumberland except to the extent of his pecuniary interest therein. Therefore this transaction does not result in a change of beneficial ownership and is being reported on a voluntary basis.
- [F3]Reported transaction not a sale, so no cash consideration involved. See Notes 2 and 5.
- [F4]These securities are held directly by Partners Fund, Select, or the Private Entity for the benefit of their respective partners, members or owners. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F5]On April 3, 2009, the management agreement between one of the Accounts and West Creek was terminated (the "Termination"). As a result of the Termination, 110,600 Shares of Common Stock are no longer managed by West Creek and effective with the Termination the Reporting Person no longer exercises voting or investment control over such securities.
- [F6]Includes 9,000 restricted shares granted 6/16/2008 pursuant to the 2007 Omnibus Stock and Incentive Plan for Capital Senior Living Corporation.
Documents
Issuer
CAPITAL SENIOR LIVING CORP
CIK 0001043000
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001043000
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 3:50 PM ET
- Size
- 10.4 KB