COHEN LEOPOLD I 4
4 · CAPITAL BANK CORP · Filed Apr 24, 2009
Insider Transaction Report
Form 4
COHEN LEOPOLD I
Director
Transactions
- Award
Phantom Stock Units
2009-04-23$5.42/sh+2,294$12,433→ 16,967 total→ Common Stock (2,294 underlying)
Holdings
- 94,812
Common Stock
- 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying) - 1,200(indirect: By Spouse)
Common Stock
- 2,500
Stock Option (Right to Buy)
Exercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (2,500 underlying) - 4,590(indirect: By Company Qualified Retirement Plan)
Common Stock
- 2,750
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying)
Footnotes (1)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.