CAPITAL BANK CORP·4

Apr 24, 2:42 PM ET

JONES RODDY L 4

4 · CAPITAL BANK CORP · Filed Apr 24, 2009

Insider Transaction Report

Form 4
Period: 2009-04-23
Transactions
  • Award

    Phantom Stock Units (Common Stock)

    2009-04-23$5.42/sh+1,753$9,5011,753 total
    From: 2011-01-27Exp: 2011-01-27Common Stock (1,753 underlying)
Holdings
  • Common Stock

    (indirect: By Foundation)
    6,000
  • Stock Option (Right to Buy)

    Exercise: $8.00From: 2000-01-03Exp: 2010-01-03Common Stock (2,500 underlying)
    2,500
  • Common Stock

    (indirect: By IRA)
    2,000
  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2011-12-28Common Stock (6,000 underlying)
    6,000
  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31Common Stock (2,500 underlying)
    2,500
  • Phantom Stock Units

    From: 2010-01-01Exp: 2010-01-01Common Stock (5,452 underlying)
    5,452
  • Common Stock

    2,436
  • Common Stock

    (indirect: By Spouse)
    1,200
  • Common Stock

    (indirect: By Trust)
    37,300
Footnotes (2)
  • [F1]Robert L. Jones, Trustee
  • [F2]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4