4//SEC Filing
RICKER CARL H JR 4
Accession 0001140361-09-010260
CIK 0001071992other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 3:04 PM ET
Size
13.3 KB
Accession
0001140361-09-010260
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Award
Phantom Stock Units (Common Stock)
2009-04-23$5.42/sh+2,780$15,068→ 2,780 totalFrom: 2011-01-27Exp: 2011-01-27→ Common Stock (2,780 underlying)
Holdings
- 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying) - 8,562
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (8,562 underlying) - 447,650
Common Stock
- 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying) - 80(indirect: By IRA)
Common Stock
- 589
Stock Option (Right to Buy)
Exercise: $10.09From: 1999-12-31Exp: 2009-12-31→ Common Stock (589 underlying) - 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying)
Footnotes (1)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001167265
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 3:04 PM ET
- Size
- 13.3 KB