BROWN DAVID ALAN 4
4 · CARTERS INC · Filed May 18, 2009
Insider Transaction Report
Form 4
CARTERS INCCRI
BROWN DAVID ALAN
Executive Vice President
Transactions
- Sale
Common Stock
2009-05-14$20.82/sh−13,205$274,862→ 383,379 total
Holdings
- 20,000
Employee Stock Option (Right to Purchase)
Exercise: $18.14Exp: 2019-03-12→ Common Stock (20,000 underlying) - 389,688
Employee Stock Option (Right to Purchase)
Exercise: $3.08Exp: 2011-08-15→ Common Stock (389,688 underlying) - 60,000
Employee Stock Option (Right to Purchase)
Exercise: $22.01Exp: 2015-05-13→ Common Stock (60,000 underlying) - 40,000
Employee Stock Option (Right to Purchase)
Exercise: $14.18Exp: 2018-07-01→ Common Stock (40,000 underlying)
Footnotes (5)
- [F1]The proceeds generated by the sales reported in this transaction will be remitted to the Company to satisfy tax withholding obligations resulting from the vesting of restricted stock.
- [F2]This transaction was effected through multiple trade executions with a price range between $20.80 and $20.86. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]These options are all exercisable.
- [F4]These time options are exercisable in four equal annual installments beginning on July 1, 2009.
- [F5]These time options are exercisable in four equal annual installments beginning on March 12, 2010