Gutman Howard B. 4
4 · TIB FINANCIAL CORP. · Filed May 19, 2009
Insider Transaction Report
Form 4
Gutman Howard B.
DirectorOther
Transactions
- Purchase
Common Stock, $.10 par value
2009-05-18$2.84/sh+100$284→ 22,941 total - Purchase
Common Stock, $.10 par value
2009-05-18$2.85/sh+300$855→ 23,241 total - Purchase
Common Stock, $.10 par value
2009-05-18$2.83/sh+100$283→ 22,841 total
Holdings
- 61,940(indirect: By LLC)
Common Stock, $.10 par value
- 18,581
Warrants
Exercise: $8.08From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (18,581 underlying) - 61,940(indirect: By LLC)
Warrants
Exercise: $8.08From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (61,940 underlying) - 2,080(indirect: By IRA)
Common Stock, $.10 par value
Footnotes (3)
- [F1]The reporting person owns 23,241 shares and 18,581 warrants of which 19,080 shares and 18,581 warrants are held in joint tenancy with his wife, Rachel A. Gutman.
- [F2]The reporting person is the sole shareholder of HBG Insurance, Inc., a member of Premier Insurance, LLC, a Florida limited liability company, and is the Managing Member of Premier Insurance. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]TIB Financial Corp. declared a 1% stock dividend payable on March 31, 2009 which was distributed on April 10, 2009. The reporting person acquired 224 shares, the traditional IRA acquired 20 shares and Premier Insurance, LLC acquired 613 shares.