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4//SEC Filing

BRATHWAITE GAIL E D 4

Accession 0001140361-09-013746

CIK 0001264755other
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:23 PM ET

Size

12.8 KB

Accession

0001140361-09-013746

Insider Transaction Report

Form 4
Period: 2009-05-29
NEWALLIANCE BANCSHARES INCNAL
BRATHWAITE GAIL E D
Exec. V.P. & COO
Transactions
  • Award

    Stock Options

    2009-05-29$12.94/sh+27,714$358,619→ 27,714 total
    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (27,714 underlying)
  • Award

    Common Stock

    2009-05-29+6,097→ 6,097 total(indirect: By Stock Award)
Holdings

  • Common Stock

    (indirect: By 401(k))
    2,894

  • Common Stock

    (indirect: By Stock Award)
    144,400

  • Common Stock - ESOP

    6,560

  • Common Stock

    (indirect: ESOP - SERP)
    6,770

  • Common Stock

    139,313

  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (720,000 underlying)
    720,000
Footnotes (4)
  • [F1]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 15% on each January 1 of years 2006 - 2011 and 10% on January 1, 2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
  • [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010- 2013.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

→
Entity typeother

Related Parties

1
  • filerCIK 0001284298

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:23 PM ET
Size
12.8 KB
View on SEC.gov