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4//SEC Filing

CHAN K P 4

Accession 0001140361-09-013747

CIK 0001264755other
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:24 PM ET

Size

15.9 KB

Accession

0001140361-09-013747

Insider Transaction Report

Form 4
Period: 2009-05-29
NEWALLIANCE BANCSHARES INCNAL
CHAN K P
EVP / Chief Risk Officer
Transactions
  • Award

    Stock Options

    2009-05-29$12.94/sh+13,797$178,533→ 13,797 total
    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (13,797 underlying)
  • Award

    Common Stoc

    2009-05-29+3,035→ 3,035 total(indirect: By Stock Award)
Holdings

  • Common Stock

    (indirect: By Stock Award)
    145

  • Common Stock

    (indirect: By 401(k))
    413

  • Common Stock

    (indirect: By Stock Award)
    28,000

  • Common Stock

    (indirect: By Spouse)
    37,220

  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (130,000 underlying)
    130,000

  • Stock Options

    Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (1,250 underlying)
    1,250

  • Common Stock (DRIP)

    (indirect: DRIP)
    2,020

  • Common Stock

    (indirect: ESOP - SERP)
    958

  • Common Stock - ESOP

    6,370
Footnotes (6)
  • [F1]Stock awards granted pursuant to NewAlliance Bancshares, Inc. 2005 Long-Term Incentive Plan vest 15% on each January 1 of years 2006 - 2011 and 10% on January 1, 2012.
  • [F2]Restricted Stock award that vests in equal annual installments over three years beginning on the first anniversay of the date of grant, subject to continued employment.
  • [F3]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F4]Options vest in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
  • [F6]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

→
Entity typeother

Related Parties

1
  • filerCIK 0001284300

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:24 PM ET
Size
15.9 KB
View on SEC.gov