4//SEC Filing
CHAFFEE DON T 4
Accession 0001140361-09-013750
CIK 0001264755other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:27 PM ET
Size
13.6 KB
Accession
0001140361-09-013750
Insider Transaction Report
Form 4
CHAFFEE DON T
Executive V.P.
Transactions
- Award
Common Stock
2009-05-29+3,904→ 3,904 total(indirect: By Stock Award) - Award
Stock Options
2009-05-29$12.94/sh+17,745$229,620→ 17,745 totalExercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (17,745 underlying)
Holdings
- 1,556(indirect: By 401(k))
Common Stock
- 20,000
Common Stock
- 24,371(indirect: By Spouse)
Common Stock
- 275,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (275,000 underlying) - 6,447
Common Stock - ESOP
- 4,199(indirect: ESOP-SERP)
Common Stock
- 62,000(indirect: By Stock Award)
Common Stock
Footnotes (4)
- [F1]Representing shares withheld by the Issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each of January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
- [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
- [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Compensation Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
- [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010- 2013.
Documents
Issuer
NEWALLIANCE BANCSHARES INC
CIK 0001264755
Entity typeother
Related Parties
1- filerCIK 0001284299
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 4:27 PM ET
- Size
- 13.6 KB