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4//SEC Filing

WISHNAFSKI DIANE L 4

Accession 0001140361-09-013755

CIK 0001264755other
View on SEC.govCompany Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:36 PM ET

Size

16.6 KB

Accession

0001140361-09-013755

Insider Transaction Report

Form 4
Period: 2009-05-29
NEWALLIANCE BANCSHARES INCNAL
WISHNAFSKI DIANE L
EVP
Transactions
  • Award

    Common Stock

    2009-05-29+4,086→ 4,086 total(indirect: By Stock Award)
  • Award

    Stock Options

    2009-05-29$12.94/sh+18,573$240,335→ 18,573 total
    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (18,573 underlying)
Holdings

  • Common Stock

    (indirect: By Stock Award)
    583

  • Common Stock

    (indirect: DRIP)
    2,529

  • Common Stock

    (indirect: By Stock Award)
    68,800

  • Common Stock

    (indirect: By Spouse)
    72,534

  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (340,000 underlying)
    340,000

  • Common Stock

    (indirect: By 401(k))
    9,917

  • Common Stock - ESOP

    6,316

  • Common Stock

    (indirect: By 401(k))
    1,687

  • Stock Options

    Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (5,000 underlying)
    5,000

  • Common Stock

    (indirect: ESOP - SERP)
    4,056
Footnotes (6)
  • [F1]Stock Awards granted pursuant to NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012
  • [F2]Restricted stock award that vests in equal annual installments over three years beginning on the first anniversay of the date of grant, subject to continued employment.
  • [F3]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F4]Options vest in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
  • [F6]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010- 2013.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

→
Entity typeother

Related Parties

1
  • filerCIK 0001284326

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:36 PM ET
Size
16.6 KB
View on SEC.gov