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4//SEC Filing

CHAN K P 4

Accession 0001140361-09-015506

CIK 0001264755other
View on SEC.govCompany Profile

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 4:34 PM ET

Size

14.4 KB

Accession

0001140361-09-015506

Insider Transaction Report

Form 4
Period: 2009-06-26
NEWALLIANCE BANCSHARES INCNAL
CHAN K P
EVP / Chief Risk Officer
Transactions
  • Tax Payment

    Common Stock

    2009-06-26$11.73/sh+45$528→ 37,320 total(indirect: By Spouse)
Holdings

  • Common Stock

    (indirect: By Stock Award)
    3,035

  • Common Stock (DRIP)

    (indirect: DRIP)
    2,020

  • Common Stock

    (indirect: By 401(k))
    413

  • Stock Options

    Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (1,250 underlying)
    1,250

  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (130,000 underlying)
    130,000

  • Common Stock - ESOP

    6,370

  • Common Stock

    (indirect: By Stock Award)
    28,000

  • Common Stock

    (indirect: ESOP - SERP)
    958

  • Stock Options

    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (13,797 underlying)
    13,797
Footnotes (6)
  • [F1]Stock awards granted pursuant to NewAlliance Bancshares, Inc. 2005 Long-Term Incentive Plan vest 15% on each January 1 of years 2006 - 2011 and 10% on January 1, 2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 26, 2006 vesting ratably on June 26, 2007, 2008 and 2009, by the Issuer under its 2005 Long-Term Compensation Plan.
  • [F4]Options vest in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
  • [F6]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

→
Entity typeother

Related Parties

1
  • filerCIK 0001284300

Filing Metadata

Form type
4
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 4:34 PM ET
Size
14.4 KB
View on SEC.gov