4//SEC Filing
CLARK THOMAS D JR 4
Accession 0001140361-09-015788
CIK 0001379895other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 2:42 PM ET
Size
9.8 KB
Accession
0001140361-09-015788
Insider Transaction Report
Form 4
DYNEGY INC.DYN
CLARK THOMAS D JR
Director
Transactions
- Award
Phantom Stock
2009-06-30+9,988.96→ 58,035.04 total→ Class A Common Stock (9,988.96 underlying) - Award
Phantom Stock
2009-06-30+7,726.27→ 86,210.01 total→ Class A Common Stock (7,726.27 underlying)
Footnotes (5)
- [F1]These shares are held in a rabbi trust and are deemed to be phantom stock that are convertible on a 1-for-1 basis.
- [F2]Reflects shares of phantom stock issued to the Reporting Person pursuant to the Dynegy Inc. Deferred Compensation Plan for Certain Directors, as amended, a Rule 16b-3 Plan with the issuer. The shares of phantom stock were issued in connection with the Reporting Person's director compensation for the second quarter of 2009, and the number of shares of phantom stock issued with respect to the quarter was calculated based on the stock price of the issuer's Class A common stock of $2.27(rounded) on June 30, 2009, the last trading day of the quarter.
- [F3]Upon termination of the Reporting Person's service as a director, the shares of phantom stock become payable, at the election of the Reporting Person, in a lump sum payment or in monthly, quarterly or annual installment payments following such termination. The shares of phantom stock are payable in cash or in shares of the issuer's Class A common stock.
- [F4]These shares of phantom stock are deemed to be payable immediately as the Reporting Person may elect at any time to transfer the value of such shares to an alternative investment fund maintained by the issuer under the Dynegy Inc. Deferred Compensation Plan for Certain Directors, as amended.
- [F5]Upon termination of the Reporting Person's service as a director, the shares of phantom stock become payable in cash, at the election of the Reporting Person, in a lump sum payment or in monthly, quarterly or annual installment payments following such termination.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeother
Related Parties
1- filerCIK 0001187257
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 2:42 PM ET
- Size
- 9.8 KB