RICKER CARL H JR 4

4 · CAPITAL BANK CORP · Filed Jul 24, 2009

Form 4

Period: 2009-07-23

Director

Transactions

Award
Phantom Stock Units
2009-07-23$6.33/sh+2,294$14,521→ 5,074 total
From: 2011-01-27Exp: 2011-01-27→ Common Stock (2,294 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying)
752
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (8,562 underlying)
8,562
Common Stock
(indirect: By IRA)
82
Common Stock
454,237
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying)
896
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying)
3,250
Stock Option (Right to Buy)
Exercise: $10.09From: 1999-12-31Exp: 2009-12-31→ Common Stock (589 underlying)
589

Footnotes (3)

[F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
[F2]Between 4/24/09 and the date of this report, the reporting person acquired 6,587 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
[F3]Between 4/24/09 and the date of this report, the reporting person acquired 2 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.

Documents

1 file