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4//SEC Filing

RICKER CARL H JR 4

Accession 0001140361-09-016948

CIK 0001071992other
View on SEC.govCompany Profile

Filed

Jul 23, 8:00 PM ET

Accepted

Jul 24, 3:04 PM ET

Size

13.9 KB

Accession

0001140361-09-016948

Insider Transaction Report

Form 4
Period: 2009-07-23
CAPITAL BANK CORPCBKN
RICKER CARL H JR
Director
Transactions
  • Award

    Phantom Stock Units

    2009-07-23$6.33/sh+2,294$14,521→ 5,074 total
    From: 2011-01-27Exp: 2011-01-27→ Common Stock (2,294 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying)
    752

  • Phantom Stock Units

    From: 2010-01-01Exp: 2010-01-01→ Common Stock (8,562 underlying)
    8,562

  • Common Stock

    (indirect: By IRA)
    82

  • Common Stock

    454,237

  • Stock Option (Right to Buy)

    Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying)
    896

  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying)
    3,250

  • Stock Option (Right to Buy)

    Exercise: $10.09From: 1999-12-31Exp: 2009-12-31→ Common Stock (589 underlying)
    589
Footnotes (3)
  • [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
  • [F2]Between 4/24/09 and the date of this report, the reporting person acquired 6,587 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
  • [F3]Between 4/24/09 and the date of this report, the reporting person acquired 2 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

→
Entity typeother

Related Parties

1
  • filerCIK 0001167265

Filing Metadata

Form type
4
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 3:04 PM ET
Size
13.9 KB
View on SEC.gov