MOSER JAMES D JR 4
4 · CAPITAL BANK CORP · Filed Jul 24, 2009
Insider Transaction Report
Form 4
MOSER JAMES D JR
Director
Transactions
- Award
Phantom Stock Units
2009-07-23$6.33/sh+1,420$8,989→ 3,297 totalFrom: 2011-01-27Exp: 2011-01-27→ Common Stock (1,420 underlying)
Holdings
- 47,084
Common Stock
- 8,192(indirect: By Spouse)
Common Stock
- 225(indirect: By IRA)
Common Stock
- 175(indirect: By Spouse)
Common Stock
- 3,593(indirect: By Trust)
Common Stock
- 3,000
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,000 underlying) - 6,082
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (6,082 underlying)
Footnotes (2)
- [F1]James D. Moser, Jr. Revocable Trust, James D. Moser, Jr. Trustee
- [F2]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.