4//SEC Filing
HAUB ERIVAN KARL 4
Accession 0001140361-09-018090
CIK 0000043300other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:09 PM ET
Size
12.4 KB
Accession
0001140361-09-018090
Insider Transaction Report
Form 4
HAUB ERIVAN KARL
10% Owner
Transactions
- Purchase
Series A-T Preferred Stock
2009-08-04$1000.00/sh+3,600$3,600,000→ 3,600 totalExercise: $5.00From: 2009-08-05Exp: 2016-08-01→ Common Stock, $1 par value (720,000 underlying) - Other
Series A-T Preferred Stock
2009-08-04−3,600→ 0 totalExercise: $5.00From: 2010-08-05Exp: 2016-08-01→ Common Stock, $1 par value (720,000 underlying) - Other
Series A-T Preferred Stock
2009-08-04+60,000→ 60,000 total(indirect: By Partnership)Exercise: $5.00From: 2010-08-05Exp: 2016-08-01→ Common Stock, $1 par value (12,000,000 underlying)
Footnotes (6)
- [F1]The 8% Cumulative Convertible Preferred Stock, Series A-T, without par value, due August 1, 2016 (the "Series A-T Preferred Stock").
- [F2]The Series A-T Preferred Stock was acquired for $1,000 per share and each share of Series A-T Preferred Stock is initially convertible into 200 shares of Common Stock (the "Conversion Rate"), which represents a Common Stock price per share of $5.00. The Conversion Rate is subject to change.
- [F3]The full right, title and ownership of the Series A-T Preferred Stock was contributed to Tengelmann Warenhandelsgesellschaft KG, a limited partnership organized under the laws of the Federal Republic of Germany ("Tengelmann").
- [F4]The Series A-T Preferred Stock is not presently convertible into Common Stock but will become convertible on August 5, 2010, at the holder's option, subject to any limitations imposed by any stockholder approval requirements of the New York Stock Exchange.
- [F5]The value set forth in this field is based upon the Conversion Rate as of August 4, 2009.
- [F6]Each share of the Series A-T Preferred Stock is owned by Tengelmann. The reporting person expressly declares that the filing of this statement is not an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the Series A-T Preferred Stock owned by Tengelmann, except to the extent of the reporting person's pecuniary interest in the Series A-T Preferred Stock.
Documents
Issuer
GREAT ATLANTIC & PACIFIC TEA CO INC
CIK 0000043300
Entity typeother
Related Parties
1- filerCIK 0001258200
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 4:09 PM ET
- Size
- 12.4 KB