4//SEC Filing
WISHNAFSKI DIANE L 4
Accession 0001140361-09-018853
CIK 0001264755other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 4:28 PM ET
Size
14.7 KB
Accession
0001140361-09-018853
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2009-08-12$12.50/sh−10,000$125,000→ 52,960 total(indirect: By Spouse)
Holdings
- 4,086(indirect: By Stock Award)
Common Stock
- 5,000
Stock Options
Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (5,000 underlying) - 340,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (340,000 underlying) - 6,316
Common Stock - ESOP
- 4,056(indirect: ESOP - SERP)
Common Stock
- 68,800(indirect: By Stock Award)
Common Stock
- 9,917(indirect: By 401(k))
Common Stock
- 2,529(indirect: DRIP)
Common Stock
- 1,687(indirect: By 401(k))
Common Stock
- 18,573
Stock Options
Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (18,573 underlying)
Footnotes (5)
- [F1]Stock Awards granted pursuant to NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012.
- [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
- [F3]Options vest in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
- [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
- [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010- 2013.
Documents
Issuer
NEWALLIANCE BANCSHARES INC
CIK 0001264755
Entity typeother
Related Parties
1- filerCIK 0001284326
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 4:28 PM ET
- Size
- 14.7 KB