Rastogi Sharad 4

4 · JDS UNIPHASE CORP /CA/ · Filed Aug 18, 2009

Form 4

Period: 2009-08-15

SVP, Corp Dev & Marketing

Transactions

Award
Restricted Stock Unit
2009-08-15+25,000→ 25,000 total
Exercise: $0.00→ Common Stock (25,000 underlying)
Award
Non-Qualified Stock Option (right to buy)
2009-08-15$5.87/sh+50,000$293,500→ 50,000 total
Exercise: $5.87Exp: 2017-08-15→ Common Stock (50,000 underlying)
Award
Non-Qualified Stock Option (right to buy)
2009-08-15$5.87/sh+25,000$146,750→ 25,000 total
Exercise: $5.87Exp: 2017-08-15→ Common Stock (25,000 underlying)

Footnotes (4)

[F1]The Performance Stock Options ("Performance Options") will vest in three equal installments on the latter to occur of (i) the first, second and third anniversaries of the grant date and (ii) the appreciation of the price of the Company's common stock such that it will have traded at a minimum of a 25% premium to the exercise price of the Performance Options for at least 30 consecutive trading days.
[F2]1/3rd of the Time Based Options subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Time Based Options subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.
[F3]1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.
[F4]The restricted stock unit converts to common stock upon the vest date.

Documents

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