Home/Filings/4/0001140361-09-019218
4//SEC Filing

Rastogi Sharad 4

Accession 0001140361-09-019218

CIK 0000912093other

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 3:51 PM ET

Size

11.1 KB

Accession

0001140361-09-019218

Insider Transaction Report

Form 4
Period: 2009-08-15
Rastogi Sharad
SVP, Corp Dev & Marketing
Transactions
  • Award

    Restricted Stock Unit

    2009-08-15+25,00025,000 total
    Exercise: $0.00Common Stock (25,000 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2009-08-15$5.87/sh+50,000$293,50050,000 total
    Exercise: $5.87Exp: 2017-08-15Common Stock (50,000 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2009-08-15$5.87/sh+25,000$146,75025,000 total
    Exercise: $5.87Exp: 2017-08-15Common Stock (25,000 underlying)
Footnotes (4)
  • [F1]The Performance Stock Options ("Performance Options") will vest in three equal installments on the latter to occur of (i) the first, second and third anniversaries of the grant date and (ii) the appreciation of the price of the Company's common stock such that it will have traded at a minimum of a 25% premium to the exercise price of the Performance Options for at least 30 consecutive trading days.
  • [F2]1/3rd of the Time Based Options subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Time Based Options subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.
  • [F3]1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.
  • [F4]The restricted stock unit converts to common stock upon the vest date.

Documents

1 file

Issuer

JDS UNIPHASE CORP /CA/

CIK 0000912093

Entity typeother

Related Parties

1
  • filerCIK 0001336129

Filing Metadata

Form type
4
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 3:51 PM ET
Size
11.1 KB