Home/Filings/4/0001140361-09-019312
4//SEC Filing

THOMAS J REX 4

Accession 0001140361-09-019312

CIK 0001071992other

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 1:36 PM ET

Size

12.7 KB

Accession

0001140361-09-019312

Insider Transaction Report

Form 4
Period: 2009-08-18
THOMAS J REX
Director
Transactions
  • Purchase

    Common Stock

    2009-08-18$5.50/sh+2,000$11,00027,161 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    15,641
  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31Common Stock (2,750 underlying)
    2,750
  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2011-12-28Common Stock (5,000 underlying)
    5,000
  • Stock Option (Right to Buy)

    Exercise: $8.00From: 2000-01-03Exp: 2010-01-03Common Stock (2,500 underlying)
    2,500
  • Phantom Stock Units

    From: 2010-01-01Exp: 2010-01-01Common Stock (5,804 underlying)
    5,804
  • Phantom Stock Units

    From: 2011-01-27Exp: 2011-01-27Common Stock (3,166 underlying)
    3,166
Footnotes (3)
  • [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
  • [F2]Between 7/23/09 and the date of this report, the reporting person acquired 289 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
  • [F3]Between 7/23/09 and the date of this report, the reporting person acquired 179 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

Entity typeother

Related Parties

1
  • filerCIK 0001270179

Filing Metadata

Form type
4
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 1:36 PM ET
Size
12.7 KB