THOMAS J REX 4
4 · CAPITAL BANK CORP · Filed Aug 19, 2009
Insider Transaction Report
Form 4
THOMAS J REX
Director
Transactions
- Purchase
Common Stock
2009-08-18$5.50/sh+2,000$11,000→ 27,161 total
Holdings
- 15,641(indirect: By Spouse)
Common Stock
- 2,750
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying) - 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (2,500 underlying) - 5,804
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (5,804 underlying) - 3,166
Phantom Stock Units
From: 2011-01-27Exp: 2011-01-27→ Common Stock (3,166 underlying)
Footnotes (3)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F2]Between 7/23/09 and the date of this report, the reporting person acquired 289 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
- [F3]Between 7/23/09 and the date of this report, the reporting person acquired 179 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.