Home/Filings/4/0001140361-09-019417
4//SEC Filing

Richter Scott James 4

Accession 0001140361-09-019417

CIK 0000018532other

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 5:16 PM ET

Size

27.8 KB

Accession

0001140361-09-019417

Insider Transaction Report

Form 4
Period: 2009-08-18
Richter Scott James
EVP - Ops Support, Centex
Transactions
  • Disposition to Issuer

    Common Stock

    2009-08-1830,81941,504 total
  • Disposition to Issuer

    Common Stock

    2009-08-189,52231,982 total
  • Disposition to Issuer

    Common Stock

    2009-08-1831,9820 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-1812,7000 total
    Exercise: $57.36Exp: 2012-05-12Common Stock (12,700 underlying)
  • Other

    Common Stock

    2009-08-18$11.95/sh10,660$127,38772,323 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-181,0000 total
    Exercise: $10.72Exp: 2010-04-01Common Stock (1,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-1837,9260 total
    Exercise: $22.08Exp: 2015-05-07Common Stock (37,926 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-184,0220 total
    Exercise: $31.84Exp: 2010-05-14Common Stock (4,022 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-188,9050 total
    Exercise: $45.24Exp: 2011-05-14Common Stock (8,905 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-183,2220 total
    Exercise: $55.16Exp: 2013-05-11Common Stock (3,222 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-1814,2980 total
    Exercise: $45.53Exp: 2014-05-11Common Stock (14,298 underlying)
Footnotes (12)
  • [F1]Forfeiture of restricted stock units awarded May 13, 2009 pursuant to the terms of the award agreement and the Agreement and Plan of Merger dated as of April 7, 2009 between Centex Corporation and Pulte Homes, Inc. ("Merger Agreement").
  • [F10]This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 3,141 shares of Pulte common stock for $56.58 per share.
  • [F11]This option, which provided for vesting in 3 equal annual installments beginning March 31, 2009, was assumed by Pulte Homes, Inc. in the merger and replaced with a fully vested option to purchase 13,940 shares of Pulte common stock for $46.70 per share.
  • [F12]This option, which provided for vesting in 3 equal annual installments beginning March 31, 2009, was assumed by Pulte Homes, Inc. in the merger and replaced with a fully vested option to purchase 36,977 shares of Pulte common stock for $22.65 per share.
  • [F2]Disposed of pursuant to the Merger Agreement in exchange for 22,100 shares of Pulte common stock, after reduction of shares to pay tax liability upon the vesting of restricted stock and stock units.
  • [F3]Disposed of pursuant to the Merger Agreement in exchange for 9,283 shares of Pulte common stock owned directly.
  • [F4]Disposed of pursuant to the Merger Agreement in exchange for 31,182 shares of restricted Pulte common stock that vest 1/3 each on March 31, 2010, 2011 and 2012, and are subject to partial accelerated vesting in the event of a qualified termination.
  • [F5]On the merger effective date, shares of Pulte common stock had a market value of $12.33 per share.
  • [F6]This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 975 shares of Pulte common stock for $11.00 per share.
  • [F7]This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 3,921 shares of Pulte common stock for $32.66 per share.
  • [F8]This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 8,682 shares of Pulte common stock for $46.40 per share.
  • [F9]This option, which was fully vested, was assumed by Pulte Homes, Inc. in the merger and replaced with an option to purchase 12,382 shares of Pulte common stock for $58.84 per share.

Documents

1 file

Issuer

CENTEX CORP

CIK 0000018532

Entity typeother

Related Parties

1
  • filerCIK 0001438933

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 5:16 PM ET
Size
27.8 KB