4//SEC Filing
Sanders Walter Lloyd 4
Accession 0001140361-09-020728
CIK 0000880643other
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 5:06 PM ET
Size
10.6 KB
Accession
0001140361-09-020728
Insider Transaction Report
Form 4
GENTA INC DE/GETA
Sanders Walter Lloyd
Chief Operating Officer
Transactions
- Disposition to Issuer
Employee's Stock Option (right to buy)
2009-08-31−333→ 0 totalExercise: $543.00Exp: 2016-01-16→ Common Stock (333 underlying) - Award
Common Stock
2009-08-31+4,412,446→ 4,413,365 total - Disposition to Issuer
Employee's Stock Option (right to buy)
2009-08-31−100→ 0 totalExercise: $136.89Exp: 2017-01-12→ Common Stock (100 underlying)
Footnotes (4)
- [F1]On September 4, 2009, the Issuer filed Form S-8 for the Genta Incorporated 2009 Stock Incentive Plan, registering 83,478,929 shares of Genta Incorporated Common Stock, par value $0.001.
- [F2]These restricted stock units vest as follows: 367,704 shares on November 21, 2009, 367,704 shares on March 22, 2010, and 367,706 shares on May 17, 2010. In addition 1,103,111 shares vest when the gross revenues of all Products owned or licensed by Genta and then marketed by either Genta or any partner licensed to market or co-market such Products in any calendar year equals or exceeds $100,000,000. The remaining shares will vest in two equal installments on August 31, 2010 and August 31, 2011, respectively.
- [F3]On August 31, 2009, the Issuer canceled, pursuant to the issuer's option exchange program (i) 333 options granted to the reporting person on January 16, 2006 and (ii) 100 options granted to the reporting person on January 12, 2007.
- [F4]The canceled options vested in four equal annual instalments. See (3) above for respective grant dates.
Documents
Issuer
GENTA INC DE/
CIK 0000880643
Entity typeother
Related Parties
1- filerCIK 0001349943
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 5:06 PM ET
- Size
- 10.6 KB