Home/Filings/4/0001140361-09-020742
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SIEGEL GARY 4

Accession 0001140361-09-020742

CIK 0000880643other

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 5:23 PM ET

Size

28.1 KB

Accession

0001140361-09-020742

Insider Transaction Report

Form 4
Period: 2009-08-31
SIEGEL GARY
Vice President, Finance
Transactions
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31230 total
    Exercise: $3096.00Exp: 2014-01-04Common Stock (23 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31330 total
    Exercise: $750.00Exp: 2014-06-30Common Stock (33 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31500 total
    Exercise: $282.00Exp: 2015-04-04Common Stock (50 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31170 total
    Exercise: $231.00Exp: 2016-12-01Common Stock (17 underlying)
  • Award

    Common Stock

    2009-08-31+2,941,6312,942,134 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31330 total
    Exercise: $555.00Exp: 2015-09-19Common Stock (33 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31330 total
    Exercise: $486.00Exp: 2015-01-07Common Stock (33 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31330 total
    Exercise: $615.00Exp: 2016-01-23Common Stock (33 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31400 total
    Exercise: $136.89Exp: 2007-01-12Common Stock (40 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31470 total
    Exercise: $3015.00Exp: 2013-05-22Common Stock (47 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2009-08-31330 total
    Exercise: $270.00Exp: 2015-04-15Common Stock (33 underlying)
Footnotes (4)
  • [F1]On September 4, 2009, the Issuer filed Form S-8 for the Genta Incorporated 2009 Stock Incentive Plan, registering 83,478,929 shares of Genta Incorporated Common Stock, par value $0.001.
  • [F2]The restricted stock units that were issued on August 31, 2009 vest as follows: (i) 245,136 shares will vest on November 21, 2009; (ii) 245,136 shares will vest on March 22, 2010; (iii) 245,136 shares will vest on May 17, 2010; (iv) twenty-five percent (25%) will vest on August 31, 2010; (v) twenty-five percent (25%) will vest on August 31, 2011; and (vi) twenty-five percent (25%) will vest on August 31, 2012.
  • [F3]On August 31, 2009, the Issuer canceled, pursuant to the issuer's option exchange program (i) 47 options granted to the reporting person on May 22, 2003, (ii) 23 options granted on January 5, 2004, (iii) 33 options granted on June 30, 2004,(iv) 33 options granted on January 7, 2005, (v) 50 options granted on April 4, 2005, (vi) 33 options granted on April 15, 2005, (vii) 33 options granted on September 19, 2005, (viii)33 options granted on January 23, 2006, (ix) 17 options granted on December 1, 2006 and (x) 40 options granted on January 12, 2007.
  • [F4]The canceled options vested in four equal annual installments.

Documents

1 file

Issuer

GENTA INC DE/

CIK 0000880643

Entity typeother

Related Parties

1
  • filerCIK 0001429454

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 5:23 PM ET
Size
28.1 KB