SIEGEL GARY 4
4 · GENTA INC DE/ · Filed Sep 11, 2009
Insider Transaction Report
Form 4
GENTA INC DE/GETA
SIEGEL GARY
Vice President, Finance
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−23→ 0 totalExercise: $3096.00Exp: 2014-01-04→ Common Stock (23 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−33→ 0 totalExercise: $750.00Exp: 2014-06-30→ Common Stock (33 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−50→ 0 totalExercise: $282.00Exp: 2015-04-04→ Common Stock (50 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−17→ 0 totalExercise: $231.00Exp: 2016-12-01→ Common Stock (17 underlying) - Award
Common Stock
2009-08-31+2,941,631→ 2,942,134 total - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−33→ 0 totalExercise: $555.00Exp: 2015-09-19→ Common Stock (33 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−33→ 0 totalExercise: $486.00Exp: 2015-01-07→ Common Stock (33 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−33→ 0 totalExercise: $615.00Exp: 2016-01-23→ Common Stock (33 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−40→ 0 totalExercise: $136.89Exp: 2007-01-12→ Common Stock (40 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−47→ 0 totalExercise: $3015.00Exp: 2013-05-22→ Common Stock (47 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2009-08-31−33→ 0 totalExercise: $270.00Exp: 2015-04-15→ Common Stock (33 underlying)
Footnotes (4)
- [F1]On September 4, 2009, the Issuer filed Form S-8 for the Genta Incorporated 2009 Stock Incentive Plan, registering 83,478,929 shares of Genta Incorporated Common Stock, par value $0.001.
- [F2]The restricted stock units that were issued on August 31, 2009 vest as follows: (i) 245,136 shares will vest on November 21, 2009; (ii) 245,136 shares will vest on March 22, 2010; (iii) 245,136 shares will vest on May 17, 2010; (iv) twenty-five percent (25%) will vest on August 31, 2010; (v) twenty-five percent (25%) will vest on August 31, 2011; and (vi) twenty-five percent (25%) will vest on August 31, 2012.
- [F3]On August 31, 2009, the Issuer canceled, pursuant to the issuer's option exchange program (i) 47 options granted to the reporting person on May 22, 2003, (ii) 23 options granted on January 5, 2004, (iii) 33 options granted on June 30, 2004,(iv) 33 options granted on January 7, 2005, (v) 50 options granted on April 4, 2005, (vi) 33 options granted on April 15, 2005, (vii) 33 options granted on September 19, 2005, (viii)33 options granted on January 23, 2006, (ix) 17 options granted on December 1, 2006 and (x) 40 options granted on January 12, 2007.
- [F4]The canceled options vested in four equal annual installments.