4//SEC Filing
ATKINS CHARLES F 4
Accession 0001140361-09-022804
CIK 0001071992other
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 3:22 PM ET
Size
14.3 KB
Accession
0001140361-09-022804
Insider Transaction Report
Form 4
ATKINS CHARLES F
Director
Transactions
- Award
Phantom Stock Units
2009-10-05$4.96/sh+2,120$10,515→ 5,665 totalFrom: 2011-01-27Exp: 2011-01-27→ Common Stock (2,120 underlying)
Holdings
- 22,990
Common Stock
- 50,100(indirect: By Affiliated Corporation)
Common Stock
- 1,000(indirect: By Affiliated Corporation)
Common Stock
- 6,674
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (6,674 underlying) - 2,000
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,000 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (2,500 underlying) - 12,603(indirect: By Affiliated Corporation)
Common Stock
- 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]AGA Corporation - 19.8% owned by reporting person.
- [F2]AK&K Corporation ? 25% owned by reporting person.
- [F3]Taboys Corporation - 100% owned by reporting person.
- [F4]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F5]Between 7/23/09 and the date of this report, the reporting person acquired 165 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001269855
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 3:22 PM ET
- Size
- 14.3 KB