Home/Filings/4/0001140361-09-022804
4//SEC Filing

ATKINS CHARLES F 4

Accession 0001140361-09-022804

CIK 0001071992other

Filed

Oct 6, 8:00 PM ET

Accepted

Oct 7, 3:22 PM ET

Size

14.3 KB

Accession

0001140361-09-022804

Insider Transaction Report

Form 4
Period: 2009-10-05
Transactions
  • Award

    Phantom Stock Units

    2009-10-05$4.96/sh+2,120$10,5155,665 total
    From: 2011-01-27Exp: 2011-01-27Common Stock (2,120 underlying)
Holdings
  • Common Stock

    22,990
  • Common Stock

    (indirect: By Affiliated Corporation)
    50,100
  • Common Stock

    (indirect: By Affiliated Corporation)
    1,000
  • Phantom Stock Units

    From: 2010-01-01Exp: 2010-01-01Common Stock (6,674 underlying)
    6,674
  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31Common Stock (2,000 underlying)
    2,000
  • Stock Option (Right to Buy)

    Exercise: $8.00From: 2000-01-03Exp: 2010-01-03Common Stock (2,500 underlying)
    2,500
  • Common Stock

    (indirect: By Affiliated Corporation)
    12,603
  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2011-12-28Common Stock (5,000 underlying)
    5,000
Footnotes (5)
  • [F1]AGA Corporation - 19.8% owned by reporting person.
  • [F2]AK&K Corporation ? 25% owned by reporting person.
  • [F3]Taboys Corporation - 100% owned by reporting person.
  • [F4]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
  • [F5]Between 7/23/09 and the date of this report, the reporting person acquired 165 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

Entity typeother

Related Parties

1
  • filerCIK 0001269855

Filing Metadata

Form type
4
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 3:22 PM ET
Size
14.3 KB