4//SEC Filing
JONES RODDY L 4
Accession 0001140361-09-022806
CIK 0001071992other
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 3:23 PM ET
Size
14.4 KB
Accession
0001140361-09-022806
Insider Transaction Report
Form 4
JONES RODDY L
Director
Transactions
- Award
Phantom Stock Units
2009-10-05$4.96/sh+1,713$8,496→ 4,679 totalFrom: 2011-01-27Exp: 2011-01-27→ Common Stock (1,713 underlying)
Holdings
- 6,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (6,000 underlying) - 5,452
Phantom Stock Units
From: 2010-01-01Exp: 2010-01-01→ Common Stock (5,452 underlying) - 1,200(indirect: By Spouse)
Common Stock
- 2,000(indirect: By IRA)
Common Stock
- 2,436
Common Stock
- 37,300(indirect: By Trust)
Common Stock
- 6,000(indirect: By Foundation)
Common Stock
- 2,500
Stock Option (Right to Buy)
Exercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (2,500 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,500 underlying)
Footnotes (2)
- [F1]Robert L. Jones, Trustee
- [F2]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001204476
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 3:23 PM ET
- Size
- 14.4 KB