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WORNOM SAMUEL J III 4

Accession 0001140361-09-022812

CIK 0001071992other
View on SEC.govCompany Profile

Filed

Oct 6, 8:00 PM ET

Accepted

Oct 7, 3:28 PM ET

Size

15.4 KB

Accession

0001140361-09-022812

Insider Transaction Report

Form 4
Period: 2009-10-05
CAPITAL BANK CORPCBKN
WORNOM SAMUEL J III
Director
Transactions
  • Award

    Phantom Stock Units

    2009-10-05$4.96/sh+2,104$10,436→ 5,652 total
    From: 2011-01-27Exp: 2011-01-27→ Common Stock (2,104 underlying)
Holdings

  • Common Stock

    97,269

  • Phantom Stock Units

    From: 2010-01-01Exp: 2010-01-01→ Common Stock (6,108 underlying)
    6,108

  • Common Stock

    (indirect: By Trust)
    1,153

  • Common Stock

    (indirect: By Partnership)
    4,553

  • Stock Option (Right to Buy)

    Exercise: $8.00From: 2000-01-03Exp: 2010-01-03→ Common Stock (2,500 underlying)
    2,500

  • Phantom Stock Units

    → Common Stock (8,870 underlying)
    8,870

  • Common Stock

    (indirect: By Trust)
    1,153

  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (7,000 underlying)
    7,000

  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying)
    2,750
Footnotes (4)
  • [F1]Education Irrevocable Trust: Bryan J. Philips and Samuel J. Wornom, III, Trustee.
  • [F2]Education Irrevocable Trust: Richard C, McKay, Jr. and Samuel J. Wornom, III, Trustee.
  • [F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
  • [F4]Between 7/23/09 and the date of this report, the reporting person acquired 13 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

→
Entity typeother

Related Parties

1
  • filerCIK 0001204278

Filing Metadata

Form type
4
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 3:28 PM ET
Size
15.4 KB
View on SEC.gov