4//SEC Filing
ALFACELL CORP 4
Accession 0001140361-09-023660
CIK 0000708717operating
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 7:18 PM ET
Size
13.5 KB
Accession
0001140361-09-023660
Insider Transaction Report
Form 4
ALFACELL CORPACEL.PK
MUNIZ CHARLES
DirectorPresident, CEO and CFO
Transactions
- Purchase
Common stock warrants (right to buy)
2009-10-19+6,666,666→ 6,666,666 totalExercise: $0.15From: 2009-10-19Exp: 2012-10-19→ Common stock (6,666,666 underlying) - Purchase
Common stock warrants (right to buy)
2009-10-19+6,666,666→ 6,666,666 totalExercise: $0.25From: 2009-10-19Exp: 2014-10-19→ Common stock (6,666,666 underlying) - Award
Common stock (right to buy)
2009-10-19+500,000→ 500,000 totalExercise: $0.34Exp: 2019-10-19→ Common stock (500,000 underlying) - Purchase
Convertible note
2009-10-19→ 6,666,666 totalExercise: $0.15From: 2009-10-19→ Common stock (6,666,666 underlying)
Footnotes (4)
- [F1]Issued under the Company's 2004 Stock Incentive Plan and qualified under Rule 16b-3(d).
- [F2]These options shall vest as to 33.33% on October 19, 2010; 33.33% on October 19, 2011 and the remaining unvested portion on October 19, 2012.
- [F3]The notes are convertible into shares of common stock at the option of the reporting person at any time prior to the date on which the issuer makes payment in full of all amounts outstanding under the note.
- [F4]The reported securities are included within units purchased by the reporting person, each unit consisting of (i) $50,000 principal amount of senior secured convertible promissory notes convertible into shares of common stock at a conversion price of $0.15 per share, (ii) warrants to purchase in the aggregate that number of shares of common stock initially issuable upon conversion of the aggregate amount of notes issued as part of the unit at an exercise price of $0.15 per share and (iii) warrants to purchase in the aggregate that number of shares of common stock initially issuable upon conversion of the aggregate amount of notes issued as part of the unit at an exercise price of $0.25 per share.
Documents
Issuer
ALFACELL CORP
CIK 0000708717
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000708717
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 7:18 PM ET
- Size
- 13.5 KB