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4//SEC Filing

Snider William 4

Accession 0001140361-09-024096

CIK 0000830736other
View on SEC.govCompany Profile

Filed

Oct 28, 8:00 PM ET

Accepted

Oct 29, 5:23 PM ET

Size

27.8 KB

Accession

0001140361-09-024096

Insider Transaction Report

Form 4
Period: 2009-10-28
ALPHA INNOTECH CORPAPNO.OB
Snider William
Director
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-10-28−10,000→ 0 total
    Exercise: $1.50Exp: 2015-12-06→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-10-28$1.10/sh−10,000$11,000→ 0 total
    Exercise: $0.40Exp: 2019-06-17→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Common Stock

    2009-10-28−310,000→ 0 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-10-28$0.55/sh−10,000$5,500→ 0 total
    Exercise: $0.95Exp: 2016-10-30→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-10-28$0.30/sh−10,000$3,000→ 0 total
    Exercise: $1.20Exp: 2017-06-18→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-10-28$0.52/sh−10,000$5,200→ 0 total
    Exercise: $0.98Exp: 2018-06-16→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-10-28−34,287→ 0 total
    Exercise: $1.66Exp: 2015-05-02→ Common Stock (34,287 underlying)
  • Disposition to Issuer

    Common Stock Warrants (Right to Buy)

    2009-10-28$0.70/sh−56,250$39,375→ 0 total(indirect: See footnote)
    Exercise: $0.80Exp: 2014-10-31→ Common Stock (56,250 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-10-28$0.70/sh−100,000$70,000→ 0 total
    Exercise: $0.80Exp: 2018-02-25→ Common Stock (100,000 underlying)
  • Disposition to Issuer

    Common Stock Warrants

    2009-10-28$0.30/sh−125,000$37,500→ 0 total(indirect: See footnote)
    Exercise: $1.20Exp: 2016-07-21→ Common Stock (125,000 underlying)
Footnotes (12)
  • [F1]Disposed of pursuant to a merger agreement between the Issuer and Cell Biosciences, Inc. in exchange for a cash payment of $1.50 per share on the effective date of the merger.
  • [F10]This warrant, which was immediately exercisable upon issuance, was canceled in the merger in exchange for a cash payment of $37,500.00, representing the difference between the exercise price of the warrant and the merger price ($1.50 per share).
  • [F11]This warrant is held by BroadOak Capital Partners, which Mr. Snider co-founded and of which he is Managing Partner.
  • [F12]This warrant is held by ETP/FBR Venture Capital II, LLC, which Mr. Snider co-founded.
  • [F2]This option, which provided for monthly vesting in equal installments over four years, was canceled on the effective date of the merger.
  • [F3]This option, which provided for monthly vesting in equal installments over one year, was canceled on the effective date of the merger.
  • [F4]This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $5,500, representing the difference between the exercise price of the option and the merger price ($1.50 per share).
  • [F5]This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $3,000, representing the difference between the exercise price of the option and the merger price ($1.50 per share).
  • [F6]This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $70,000, representing the difference between the exercise price of the option and the merger price ($1.50 per share).
  • [F7]This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $5,200, representing the difference between the exercise price of the option and the merger price ($1.50 per share).
  • [F8]This option, which provided for monthly vesting over one year, was canceled in the merger in exchange for a cash payment of $11,000, representing the difference between the exercise price of the option and the merger price ($1.50 per share).
  • [F9]This warrant, which was immediately exercisable upon issuance, was canceled in the merger in exchange for a cash payment of $39,375.00, representing the difference between the exercise price of the warrant and the merger price ($1.50 per share).

Documents

1 file

Issuer

ALPHA INNOTECH CORP

CIK 0000830736

→
Entity typeother

Related Parties

1
  • filerCIK 0001340831

Filing Metadata

Form type
4
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 5:23 PM ET
Size
27.8 KB
View on SEC.gov