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NEWALLIANCE BANCSHARES INC·4

Nov 6, 4:44 PM ET

PATTERSON PEYTON R 4

4 · NEWALLIANCE BANCSHARES INC · Filed Nov 6, 2009

Insider Transaction Report

Form 4
Period: 2009-11-05
NEWALLIANCE BANCSHARES INCNAL
PATTERSON PEYTON R
DirectorChairman, President & CEO
Transactions
  • Sale

    Common Stock

    2009-11-05$11.07/sh−8,500$94,121→ 224,386 total
Holdings

  • Common Stock

    (indirect: By Stock Award)
    22,765

  • Common Stock

    (indirect: By Stock Award)
    299,600

  • Common Stock - ESOP

    6,224

  • Common Stock

    (indirect: By 401(k))
    10,053

  • Common Stock

    (indirect: ESOP SERP)
    23,049

  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (1,890,300 underlying)
    1,890,300

  • Stock Options

    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (103,478 underlying)
    103,478
Footnotes (4)
  • [F1]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
  • [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4