4//SEC Filing
PATTERSON PEYTON R 4
Accession 0001140361-09-025101
CIK 0001264755other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 4:44 PM ET
Size
11.8 KB
Accession
0001140361-09-025101
Insider Transaction Report
Form 4
PATTERSON PEYTON R
DirectorChairman, President & CEO
Transactions
- Sale
Common Stock
2009-11-05$11.07/sh−8,500$94,121→ 224,386 total
Holdings
- 22,765(indirect: By Stock Award)
Common Stock
- 299,600(indirect: By Stock Award)
Common Stock
- 6,224
Common Stock - ESOP
- 10,053(indirect: By 401(k))
Common Stock
- 23,049(indirect: ESOP SERP)
Common Stock
- 1,890,300
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (1,890,300 underlying) - 103,478
Stock Options
Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (103,478 underlying)
Footnotes (4)
- [F1]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012.
- [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
- [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 40% on December 30, 2005 and 20% on the last business day of each of the three succeeding years.
- [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013
Documents
Issuer
NEWALLIANCE BANCSHARES INC
CIK 0001264755
Entity typeother
Related Parties
1- filerCIK 0001284321
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 4:44 PM ET
- Size
- 11.8 KB